SEC Form 4 · accession 0000908834-18-000012
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Kuhn
Officer — Executive Vice President
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 7,500 | $6.67 | A | 7,500 | D | |
| Common Stock | Feb 21, 2018 | S | 7,500 | $30.00 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 2,108 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 634 | I | By Thrift Plan | |
| Common StockF1 | holding | — | — | — | 1,701 | I | By SERP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.67 | Feb 21, 2018 | M | 7,500 | D | May 7, 2011 | May 7, 2020 | Common Stock | 7,500 | 15,000 | D |
Explanation of responses
- F1Reflects additional shares allocated to the Reporting Person's benefit plan account after the date of the Reporting Person's last ownership report.
- F2The option was granted on 5/7/2010 and vested in five equal annual installments beginning on the first anniversary of the date of grant.