SEC Form 4 · accession 0000908834-17-000009
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice F Winkler III
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | P | 8,000 | $25.55 | A | 8,000 | I | By IRA |
| Common StockF1 | holding | — | — | — | 0 | I | By Benefit Plan | |
| Common StockF2 | holding | — | — | — | 11,001 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 14,730 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the mandatory liquidation of the reporting person's beneficial ownership in common stock held by the Peoples Bancorp 401(k) plan upon the plan's termination.
- F2Adjusted for a 3-for-2 stock split effective November 14, 2016.