SEC Form 4 · accession 0000908834-16-000615
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Neff
Officer — Executive Vice President
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | S | 1,674 | $24.67 | D | 95,734 | D | |
| Common StockF1 | May 2, 2016 | P | 1,674 | $24.67 | A | 97,408 | D | |
| Common Stock | holding | — | — | — | 20,025 | I | By SERP | |
| Common Stock | holding | — | — | — | 19,994 | I | By Benefit Plans (ESOP & Thrift) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale and purchase described in this Form 4 were effected to enable the Reporting Person's IRA to acquire shares of Horizon Bancorp. The Reporting Person has elected to report all shares held by the IRA as directly owned.