SEC Form 4 · accession 0001567619-19-005054
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K/I/E Trust Under Agreement 10/24/18
10% Owner
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 9:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 19, 2019 | S | 79,772 | $40.0003 | D | 5,076,290 | D | |
| Common StockF3 | Feb 20, 2019 | S | 9,253 | $40.056 | D | 5,067,037 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2018.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $40.00 to $40.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $40.00 to $40.195. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Remarks
This Form 4 is being filed by The K/I/E Trust Under Agreement 10/24/18, f/k/a the K/I/E/Trust Under Agreement 3/9/09, and by Patrick E. Beans, as Special Holdings Direction Adviser under The K/I/E Trust Under Agreement 10/24/18.