SEC Form 4 · accession 0001567619-18-001747
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 22, 2018
Accepted (ET)
Aug 23, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2018 | S | 150,670 | $38.00 | D | 5,409,013 | D | |
| Common StockF2 | Aug 23, 2018 | S | 10,972 | $40.0073 | D | 5,398,041 | D | |
| Common Stock | Aug 23, 2018 | S | 107 | $41.325 | D | 4,397,934 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2018.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $40.00 to $40.40. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Remarks
This Form 4 is being filed by the K/I/E/Trust Under Agreement 3/9/09, f/k/a Michael and Karen Hays Grandchildren's Trust Dated March 9, 2009, and by Kent E. Endacott, as Special Holdings Direction Adviser under the K/I/E/Trust Under Agreement 3/9/09.