SEC Form 4 · accession 0001140361-18-000809
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D. Jackson
Officer — President
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 125,983 | D | ||
| Class B Common Stock | holding | — | — | — | 20,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $36.80 | Jan 3, 2018 | A | 12,228 | A | — | Jan 3, 2028 | Class A Common Stock | 12,228 | 12,228 | D |
| Employee Stock Option (right to buy)F1 | $15.23 | holding | — | — | — | — | Jan 5, 2026 | Class A Common Stock | 21,535 | 21,535 | D |
| Employee Stock Option (right to buy)F2 | $18.80 | holding | — | — | — | — | Jan 4, 2027 | Class A Common Stock | 17,608 | 17,608 | D |
| Employee Stock Option (right to buy)F1 | $34.00 | holding | — | — | — | — | Jan 5, 2026 | Class B Common Stock | 3,589 | 3,589 | D |
| Employee Stock Option (right to buy)F2 | $40.54 | holding | — | — | — | — | Jan 4, 2027 | Class B Common Stock | 2,935 | 2,935 | D |
Explanation of responses
- F1This option becomes fully exercisable on January 5, 2021.
- F2This option becomes fully exercisable on January 4, 2022.
- F3This option becomes fully exercisable on January 3, 2023.