SEC Form 4 · accession 0001140361-16-065521
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann M Martin
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | May 12, 2016 | M | 2,300 | $18.11 | A | 30,008 | D | |
| Class B Common Stock | May 12, 2016 | M | 6,000 | $19.98 | A | 36,008 | D | |
| Class B Common Stock | May 12, 2016 | F | 4,275 | $37.78 | D | 31,733 | D | |
| Class A Common Stock | holding | — | — | — | 166,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $18.11 | May 12, 2016 | M | 2,300 | D | May 2, 2009 | May 2, 2018 | Class B Common Stock | 2,300 | 0 | D |
| Director Stock Option (Right to Buy) | $19.98 | May 12, 2016 | M | 6,000 | D | May 6, 2012 | May 6, 2021 | Class B Common Stock | 6,000 | 0 | D |
| Director Stock Option (Right to Buy) | $8.49 | holding | — | — | — | May 2, 2009 | May 2, 2018 | Class A Common Stock | 13,800 | 13,800 | D |
| Director Stock Option (Right to Buy) | $9.73 | holding | — | — | — | May 6, 2012 | May 6, 2021 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $13.81 | holding | — | — | — | May 11, 2013 | May 11, 2022 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $16.89 | holding | — | — | — | May 19, 2014 | May 9, 2023 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $14.95 | holding | — | — | — | May 8, 2015 | May 8, 2024 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $14.21 | holding | — | — | — | May 7, 2016 | May 7, 2015 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $14.19 | holding | — | — | — | May 11, 2017 | May 11, 2026 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $26.10 | holding | — | — | — | May 11, 2013 | May 11, 2022 | Class B Common Stock | 6,000 | 6,000 | D |
| Director Stock Option (Right to Buy) | $30.72 | holding | — | — | — | May 19, 2014 | May 9, 2023 | Class B Common Stock | 6,000 | 6,000 | D |
| Director Stock Option (Right to Buy) | $43.91 | holding | — | — | — | May 8, 2015 | May 8, 2024 | Class B Common Stock | 6,000 | 6,000 | D |
| Director Stock Option (Right to Buy) | $34.50 | holding | — | — | — | May 7, 2016 | May 7, 2015 | Class B Common Stock | 6,000 | 6,000 | D |
| Director Stock Option (Right to Buy) | $37.78 | holding | — | — | — | May 11, 2017 | May 11, 2026 | Class B Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Reflects payment of option exercise expense.