SEC Form 4 · accession 0001140361-16-065296
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Berwick
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $14.19 | May 11, 2016 | A | 36,000 | A | May 11, 2017 | May 11, 2026 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $37.78 | May 11, 2016 | A | 6,000 | A | May 11, 2017 | May 11, 2026 | Class B Common Stock | 6,000 | 6,000 | D |
| Director Stock Option (Right to Buy) | $15.19 | holding | — | — | — | Oct 21, 2016 | Oct 21, 2025 | Class A Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $32.09 | holding | — | — | — | Oct 21, 2016 | Oct 21, 2025 | Class B Common Stock | 6,000 | 6,000 | D |