SEC Form 4 · accession 0001683168-18-003740
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Carleone
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.22 | Dec 14, 2018 | A | 19,600 | A | Dec 14, 2019 | Dec 14, 2025 | Common Stock | 19,600 | 94,600 | D |
Explanation of responses
- F1This option fully vests one year from the date of grant.