SEC Form 4 · accession 0001683168-18-002140
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ryan Hart
Officer — Chief Financial Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.66 | Aug 1, 2018 | A | 107,000 | A | Aug 1, 2019 | Aug 1, 2028 | Common Stock | 107,000 | 0 | D |
Explanation of responses
- F1This option vests in four (4) equal annual installments over a four (4) year period beginning August 1, 2019 and each year thereafter until fully-vested.