SEC Form 4 · accession 0001683168-17-001050
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Shan
Officer — VP, Clinical and Reg Affairs
Period of report
Apr 28, 2017
Accepted (ET)
Apr 28, 2017 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | J | 39,177 | $0.2712 | A | 94,079 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the issuer's employee stock purchase plan on April 28, 2017