SEC Form 4 · accession 0001683168-16-000447
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Lytle
Officer — Chief Financial Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 8:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | J | 33,783 | $0.2864 | A | 146,649 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the issuer's employee stock purchase plan on October 31, 2016.