SEC Form 4 · accession 0001019687-16-006065
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelley PM Fussey
Officer — V.P., Intellectual Property
Period of report
Apr 29, 2016
Accepted (ET)
May 2, 2016 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | J | 10,683 | $0.301 | A | 110,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the issuer's employee stock purchase plan on April 29, 2016.