SEC Form 4 · accession 0001019687-15-003873
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W King
Officer — President & CEO · Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 2, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2015 | J | 5,474 | $0.95 | A | 183,280 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the issuer's employee stock purchase plan on October 30, 2015.