SEC Form 4 · accession 0001209191-18-046499
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Stultz
Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 10,000 | $19.03 | A | 281,221 | D | |
| Common StockF2 | Aug 10, 2018 | S | 9,900 | $42.01 | D | 271,321 | D | |
| Common Stock | Aug 10, 2018 | S | 100 | $42.50 | D | 271,221 | D | |
| Common Stock | Aug 13, 2018 | M | 10,000 | $19.03 | A | 281,221 | D | |
| Common StockF3 | Aug 13, 2018 | S | 10,000 | $41.80 | D | 271,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $19.03 | Aug 10, 2018 | M | 10,000 | D | — | Feb 17, 2019 | Common Stock | 10,000 | 10,000 | D |
| Non-Qualified Stock Option (Right to Buy)F4 | $19.03 | Aug 13, 2018 | M | 10,000 | D | — | Feb 17, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted May 3, 2018.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.49 to $42.47. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.25 to $42.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4Fully vested.