SEC Form 4 · accession 0001209191-17-044923
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Stultz
Officer — President & CEO · Director
Period of report
Jul 11, 2017
Accepted (ET)
Jul 12, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | M | 20,000 | $11.37 | A | 300,651 | D | |
| Common StockF2 | Jul 11, 2017 | S | 20,000 | $26.30 | D | 280,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $11.37 | Jul 11, 2017 | M | 20,000 | D | — | Nov 15, 2017 | Common Stock | 20,000 | 74,166 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.04 to $26.5601. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Fully vested.