SEC Form 4 · accession 0001209191-17-028824
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Bentley
Director
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | M | 3,655 | $14.80 | A | 88,692 | D | |
| Common Stock | Apr 27, 2017 | M | 3,333 | $15.74 | A | 92,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $14.80 | Apr 27, 2017 | M | 3,655 | D | — | May 24, 2019 | Common Stock | 3,655 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $15.74 | Apr 27, 2017 | M | 3,333 | D | — | May 26, 2018 | Common Stock | 3,333 | 0 | D |
Explanation of responses
- F1The total reported in Column 5 has been adjusted to correct an understatement of total holdings by 6,493 shares first reflected in a Form 4 filed on October 19, 2016.
- F2Fully vested.