SEC Form 4 · accession 0001209191-17-022361
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rollin Kocher
Officer — SVP, Commercial Operations
Period of report
Mar 21, 2017
Accepted (ET)
Mar 22, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2017 | M | 313 | $14.34 | A | 29,860 | D | |
| Common Stock | Mar 21, 2017 | S | 313 | $29.11 | D | 29,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $14.34 | Mar 21, 2017 | M | 313 | D | — | May 20, 2020 | Common Stock | 313 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.
- F2Options vest 25% on May 20, 2014 and 1/48th of the total number of shares granted monthly thereafter.