SEC Form 4 · accession 0001209191-17-013296
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Heidrich
Officer — Sr. VP, Marketing & Strategy
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 5,000 | $12.98 | A | 47,789 | D | |
| Common Stock | Feb 21, 2017 | S | 5,000 | $28.00 | D | 42,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $12.98 | Feb 21, 2017 | M | 5,000 | D | — | Oct 10, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.
- F2Fully vested.