SEC Form 4 · accession 0001209191-17-004207
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanislaw M. Borowicz
Officer — EVP, Business Operations
Period of report
Jan 17, 2017
Accepted (ET)
Jan 18, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 208 | $14.34 | A | 38,827 | D | |
| Common Stock | Jan 17, 2017 | S | 208 | $25.47 | D | 38,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $14.34 | Jan 17, 2017 | M | 208 | D | — | May 20, 2020 | Common Stock | 208 | 417 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted August 23, 2016.
- F2One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant of October 10, 2012.