SEC Form 4 · accession 0001209191-16-152526
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce C Rhine
Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | M | 5,040 | $10.83 | A | 789,148 | D | |
| Common Stock | Nov 29, 2016 | M | 2,038 | $11.17 | A | 791,186 | D | |
| Common StockF1 | Nov 29, 2016 | S | 30,000 | $24.40 | D | 761,186 | D | |
| Common StockF2 | Nov 29, 2016 | S | 7,078 | $24.58 | D | 754,108 | D | |
| Common Stock | holding | — | — | — | 1,428 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $10.83 | Nov 29, 2016 | M | 5,040 | D | — | May 28, 2017 | Common Stock | 5,040 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $11.17 | Nov 29, 2016 | M | 2,038 | D | — | Jan 4, 2017 | Common Stock | 2,038 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.17 to $24.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.55 to $24.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Fully vested.