SEC Form 4 · accession 0001209191-16-152010
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Heidrich
Officer — Senior VP, Marketing
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 9:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 30,000 | $16.70 | A | 70,419 | D | |
| Common Stock | Nov 22, 2016 | S | 30,000 | $25.00 | D | 40,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $16.70 | Nov 22, 2016 | M | 30,000 | D | — | Feb 21, 2018 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.
- F2Fully vested.