SEC Form 4 · accession 0001209191-16-146349
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Bentley
Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 17, 2016 | M | 2,038 | $11.17 | A | 73,504 | D | |
| Common Stock | Oct 17, 2016 | M | 5,040 | $10.83 | A | 78,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $11.17 | Oct 17, 2016 | M | 2,038 | D | — | Jan 4, 2017 | Common Stock | 2,038 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $10.83 | Oct 17, 2016 | M | 5,040 | D | — | May 28, 2017 | Common Stock | 5,040 | 0 | D |
Explanation of responses
- F1Fully vested.