SEC Form 4 · accession 0001209191-16-128530
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanislaw M. Borowicz
Officer — Senior VP, Sales
Period of report
Jun 16, 2016
Accepted (ET)
Jun 17, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 209 | $14.34 | A | 44,017 | D | |
| Common Stock | Jun 16, 2016 | S | 209 | $18.68 | D | 43,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $14.34 | Jun 16, 2016 | M | 209 | D | — | May 20, 2020 | Common Stock | 209 | 1,875 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted June 12, 2015.
- F2One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant of October 10, 2012.