SEC Form 4 · accession 0001209191-16-124514
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Stultz
Officer — President & CEO · Director
Period of report
May 31, 2016
Accepted (ET)
May 31, 2016 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2016 | M | 45,834 | $13.08 | A | 293,356 | D | |
| Common Stock | May 31, 2016 | D | 32,197 | $18.62 | D | 261,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $13.08 | May 31, 2016 | M | 45,834 | D | — | Nov 17, 2016 | Common Stock | 45,834 | 0 | D |
Explanation of responses
- F1Reflects the delivery to the Issuer of shares as the exercise consideration of the option exercised.
- F2Fully vested.