SEC Form 4 · accession 0001209191-15-065669
ONTO INNOVATION INC. · ONTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Stultz
Officer — President & CEO · Director
Period of report
Aug 11, 2015
Accepted (ET)
Aug 12, 2015 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2015 | M | 11,111 | $0.98 | A | 229,289 | D | |
| Common StockF2 | Aug 11, 2015 | S | 11,111 | $14.5355 | D | 218,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $0.98 | Aug 11, 2015 | M | 11,111 | D | — | Nov 19, 2015 | Common Stock | 11,111 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Plan adopted November 3, 2014.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.42 to $14.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Fully vested.