SEC Form 4 · accession 0001161697-18-000597
KORU Medical Systems, Inc. · KRMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Horton Capital Partners Fund, L.P.
10% Owner
Horton Capital Partners, LLC
10% Owner
Horton Capital Management, LLC
10% Owner
Joseph M. Manko Jr.
Director · 10% Owner
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2018 | P | 3,151,697 | $1.20 | A | 3,151,697 | I | By Horton Freedom, L.P. |
| Common StockF1 | Dec 17, 2018 | P | 50,000 | $1.20 | A | 3,201,697 | I | By Horton Freedom, L.P. |
| Common StockF2,F1 | Dec 17, 2018 | P | 144,980 | $1.56 | A | 3,346,677 | I | By Horton Freedom, L.P. |
| Common StockF1 | holding | — | — | — | 6,757,510 | I | By Horton Capital Partners Fund, LP | |
| Common StockF1 | holding | — | — | — | 1,123,110 | I | By Horton Capital Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1 to this Form 4 for explanation of note (1).
- F2See Exhibit 99.1 to this Form 4 for explanation of note (2).
Remarks
The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.