SEC Form 4/A · accession 0001161697-17-000270
KORU Medical Systems, Inc. · KRMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David W Anderson
Director
Period of report
Oct 27, 2016
Accepted (ET)
May 30, 2017 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2016 | A | 7,593 | $0.00 | A | 16,522 | D | |
| Common StockF2 | Mar 1, 2017 | A | 6,793 | $0.00 | A | 23,315 | D | |
| Common StockF2 | Mar 1, 2017 | A | 7,353 | $0.00 | A | 30,177 | D | |
| Common StockF2 | May 17, 2017 | S | 23,315 | $0.40 | D | 7,353 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 27, 2016, David W. Anderson was granted 7,593 shares in lieu of fees for service as a director of the Company pursuant to a transaction exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. The reporting person's Form 4 filed on October 27, 2016 incorrectly reported the number of shares granted as 7,102 shares.
- F2As a result of the incorrect number of shares reported on in the reporting person's Form 4 filed on October 27, 2016, the amount of securities beneficially owned following reported transactions were then also reported incorrectly on his Form 4's with transaction dates of March 2, 2017 and May 17, 2017.
Remarks
The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.