SEC Form 4 · accession 0001140361-17-032983
TIVITY HEALTH, INC. · TVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Hargreaves
Officer — Chief Accounting Officer
Period of report
Aug 21, 2017
Accepted (ET)
Aug 22, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704415
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2017 | M | 13,568 | $12.85 | A | 62,211 | D | |
| Common StockF1 | Aug 21, 2017 | S | 13,568 | $37.78 | D | 48,643 | D | |
| Common Stock | Aug 21, 2017 | M | 6,621 | $11.57 | A | 55,264 | D | |
| Common StockF1 | Aug 21, 2017 | S | 6,621 | $37.78 | D | 48,643 | D | |
| Common Stock | Aug 21, 2017 | M | 3,259 | $15.44 | A | 51,902 | D | |
| Common StockF1 | Aug 21, 2017 | S | 3,259 | $37.78 | D | 48,643 | D | |
| Common Stock | holding | — | — | — | 1,236 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF5,F2 | $12.85 | Aug 21, 2017 | M | 13,568 | A | Feb 28, 2014 | Feb 28, 2023 | Common Stock | 13,568 | 0 | D |
| Option to BuyF5,F3 | $11.57 | Aug 21, 2017 | M | 6,621 | A | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 6,621 | 0 | D |
| Option to BuyF5,F4 | $15.44 | Aug 21, 2017 | M | 3,259 | A | Feb 24, 2011 | Feb 24, 2020 | Common Stock | 3,259 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at a price of $37.78.
- F2Option vested 25% per year beginning on 2/28/2014.
- F3Option vested 25% per year beginning on 2/12/2010.
- F4Option vested 25% per year beginning on 2/24/2011.
- F5Information in this column is left blank because the transaction represents the conversion of a security.