SEC Form 4 · accession 0001140361-17-032128
TIVITY HEALTH, INC. · TVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Hargreaves
Officer — Chief Accounting Officer
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704415
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | M | 5,758 | $7.47 | A | 54,401 | D | |
| Common StockF1 | Aug 10, 2017 | S | 5,758 | $37.77 | D | 48,643 | D | |
| Common Stock | Aug 10, 2017 | M | 1,200 | $9.29 | A | 49,843 | D | |
| Common StockF2 | Aug 10, 2017 | S | 1,200 | $37.76 | D | 48,643 | D | |
| Common Stock | Aug 11, 2017 | M | 3,063 | $7.47 | A | 51,706 | D | |
| Common Stock | Aug 11, 2017 | S | 3,063 | $37.75 | D | 48,643 | D | |
| Common Stock | Aug 11, 2017 | M | 200 | $9.29 | A | 48,843 | D | |
| Common Stock | Aug 11, 2017 | S | 200 | $37.75 | D | 48,643 | D | |
| Common Stock | holding | — | — | — | 1,236 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF5,F3 | $7.47 | Aug 10, 2017 | M | 5,758 | A | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 5,758 | 6,600 | D |
| Option to BuyF5,F4 | $9.29 | Aug 10, 2017 | M | 1,200 | A | Jul 19, 2013 | Jul 19, 2022 | Common Stock | 1,200 | 3,800 | D |
| Option to BuyF5,F3 | $7.47 | Aug 11, 2017 | M | 3,063 | A | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 3,063 | 3,537 | D |
| Option to BuyF5,F4 | $9.29 | Aug 11, 2017 | M | 200 | A | Jul 19, 2013 | Jul 19, 2022 | Common Stock | 200 | 3,600 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.75 to $37.80, inclusive. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $37.75 to $37.775, inclusive. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Option vested 25% per year beginning on 2/21/2013.
- F4Option vested 25% per year beginning on 7/19/2013.
- F5Information in this column is left blank because the transaction represents the conversion of a security.