SEC Form 4/A · accession 0001437749-15-006775
VBI VACCINES INC. · VBIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Trent D Davis
Director
Period of report
Jul 25, 2014
Accepted (ET)
Apr 2, 2015 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704159
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $4.25 | Jul 25, 2014 | A | 40,000 | A | — | Jul 25, 2024 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The sole purpose of this amendment to the Reporting Person's original Form 4 filed on August 4, 2014 (the "Original Form 4") is to clarify that the Exercise Price reported in Table II, Column 2, Line 1, was inadvertently listed incorrectly. The correct Exercise Price is $4.25.
- F240,000 options vest according to the following schedule: 1/48 per month following the grant date of July 25, 2014.