SEC Form 4 · accession 0000070415-15-000104
GP STRATEGIES CORP · GPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott N Greenberg
Officer — Chief Executive Officer · Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070415
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2015 | G | 2,000 | $0.00 | D | 134,256 | D | |
| Common StockF2 | Dec 23, 2015 | M | 24,000 | $7.57 | A | 158,256 | D | |
| Common StockF2 | Dec 23, 2015 | F | 13,477 | $24.28 | D | 144,779 | D | |
| Common StockF3 | holding | — | — | — | 14,593 | I | GP 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $7.57 | Dec 23, 2015 | A | 24,000 | A | Dec 23, 2015 | Dec 23, 2015 | Common Stock | 24,000 | 24,000 | D |
| Stock Appreciation Right | $7.57 | Dec 23, 2015 | M | 24,000 | D | Dec 23, 2015 | Dec 23, 2015 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Bona fide gift of shares to non-profit organization.
- F2Reflects exercise for stock of stock appreciation right with respect to previously reported stock options.
- F3Shares held in GP 401(k) Retirement Savings Plan.
- F4The stock appreciation right is granted with respect to previously reported stock options and may be exercised for stock. The exercise of the stock appreciation right results in the expiration of the related stock options.