SEC Form 4 · accession 0001695853-17-000002
LEGG MASON, INC. · LM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Chiu
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 6:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2017 | A | 3,383 | $0.00 | A | 3,383 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders.