SEC Form 4 · accession 0000704051-16-000138
LEGG MASON, INC. · LM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Nachtwey
Officer — Exec VP & CFO
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | F | 4,032 | $32.66 | D | 105,183 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to satisfy tax obligations in connection with vesting of restricted stock and restricted stock units.