SEC Form 4 · accession 0000704051-16-000136
LEGG MASON, INC. · LM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ursula Schliessler
Officer — EVP & CAO
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | S | 1,257 | $31.65 | D | 11,394 | D | |
| Common StockF1 | May 2, 2016 | S | 402 | $31.80 | D | 10,992 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to satisfy tax obligations in connection with vesting of restricted stock units.