SEC Form 4 · accession 0000704051-16-000103
LEGG MASON, INC. · LM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Sullivan
Officer — Chairman, President & CEO · Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 26, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2016 | P | 25,000 | $29.81 | A | 289,989 | D | |
| Common Stock | holding | — | — | — | 4,609 | I | By 401K |
Table II — derivative securities
No Table II lines on this filing.