SEC Form 4 · accession 0001140361-18-032956
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Carter
Officer — Chairman · Director
Period of report
Jul 9, 2018
Accepted (ET)
Jul 20, 2018 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Jul 9, 2018 | M | 41,152 | — | A | 518,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 01/11/11 stock optionsF1 | $4.86 | Jul 9, 2018 | X | 41,152 | D | Jan 11, 2013 | Jan 11, 2021 | common stock | 41,152 | 249,445 | D |
Explanation of responses
- F1Exercise of stock options granted as officer compensation.