SEC Form 4 · accession 0001140361-18-032881
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Jordan Humby
Officer — EVP Commercial
Period of report
Jul 9, 2018
Accepted (ET)
Jul 19, 2018 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unitsF1,F2 | — | Jul 9, 2018 | A | 10,000 | A | — | — | common stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Granted as officer compensation. Converts into common stock on a one-for-one basis.
- F2Time vesting restricted stock units vest in 3 equal installments on July 9th of each year.