SEC Form 4 · accession 0001140361-18-028955
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sami Ahmad
Officer — CFO
Period of report
Jun 16, 2018
Accepted (ET)
Jun 18, 2018 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Jun 16, 2018 | M | 2,348 | — | A | 2,780 | D | |
| common stockF3 | Jun 16, 2018 | F | 572 | $13.90 | D | 2,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF2,F1 | — | Jun 16, 2018 | M | 2,348 | D | — | — | common stock | 2,348 | 25,749 | D |
Explanation of responses
- F1Vesting of 1/3 time vested restricted stock units which were granted on 6/16/17 and vest in 3 equal installments on Jun 16th of each year
- F2Granted as officer compensation. Converts into common stock on a one-for-one basis.
- F3Withheld for tax liability.