SEC Form 4 · accession 0001140361-18-009267
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sami Ahmad
Officer — CFO
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unitsF1,F2 | — | Feb 20, 2018 | A | 14,010 | A | — | — | common stock | 14,010 | 28,097 | D |
Explanation of responses
- F1Granted as officer compensation. Converts into common stock on a one-for-one basis.
- F2One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.