SEC Form 4 · accession 0001140361-17-025469
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen P. McKee
Other
Period of report
Jun 16, 2017
Accepted (ET)
Jun 19, 2017 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Jun 16, 2017 | M | 7,066 | — | A | 125,443 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF3,F2,F1 | — | Jun 16, 2017 | M | 7,066 | D | — | — | common stock | 7,066 | 0 | D |
Explanation of responses
- F1Vesting of 20% of restricted stock which was granted on 01/29/16 and vests in five equal installments beginning on the first anniversary of the grant date
- F2Granted as director compensation. Restricted stock converts into common stock on a one-for-one basis.
- F3The unvested portion of the grant which was granted on 01/29/16, was forfeited due to Mr. McKee's retirement from the Board on February 10,2017.