SEC Form 4 · accession 0001140361-17-024534
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald R. Franklin
Officer — VP of Manufacturing
Period of report
Jun 9, 2017
Accepted (ET)
Jun 9, 2017 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 9, 2017 | C | 10,000 | $2.47 | A | 28,561 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 06/22/10 stock optionsF1 | $2.47 | Jun 9, 2017 | X | 10,000 | D | Jun 21, 2012 | Jun 22, 2017 | common stock | 10,000 | 138,480 | D |
Explanation of responses
- F1Granted as compensation