SEC Form 4 · accession 0001140361-17-005697
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Carter
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Feb 9, 2017 | M | 11,566 | — | A | 475,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF1,F2 | — | Feb 9, 2017 | C | 11,566 | D | Feb 9, 2017 | Feb 10, 2019 | common stock | 11,566 | 302,163 | D |
Explanation of responses
- F1Vesting of 25% of restricted stock which was granted on 02/10/15
- F2Granted as officer/director compensation