SEC Form 4 · accession 0001140361-17-002641
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Palm
Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 24, 2017 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 23, 2017 | C | 4,350 | $3.90 | A | 9,974 | D | |
| common stock | Jan 23, 2017 | F | 1,341 | $12.65 | D | 8,633 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/20/11 stock optionsF1 | $3.90 | Jan 23, 2017 | X | 4,350 | D | May 19, 2012 | May 19, 2021 | common stock | 4,350 | 112,588 | D |
Explanation of responses
- F1Granted as director compensation