SEC Form 5 · accession 0001140361-17-002258
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon H Upfill-Brown
Officer — President/CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 19, 2017 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Dec 31, 2016 | P | 1,880 | $10.43 | A | 55,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 2016 purchases made through 401(k) transactions
- F2Represents average price