SEC Form 4 · accession 0001140361-16-087365
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Palm
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF2,F1 | — | Nov 17, 2016 | A | 25,105 | A | May 9, 2017 | May 17, 2020 | common stock | 25,105 | 116,938 | D |
Explanation of responses
- F1Granted as director compensation
- F2Vesting in increments of 25% per year with the first vesting period ending on 05/09/17