SEC Form 4 · accession 0001140361-16-087350
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela R Butcher
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 12:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF2,F1 | — | Nov 17, 2016 | A | 21,967 | A | Nov 16, 2017 | May 17, 2020 | common stock | 21,967 | 21,967 | D |
Explanation of responses
- F1Granted as director compensation
- F2Vesting to occur as follows 6,276 shares each on 11/16/17, 11/16/18, and 11/16/19; 3,138 shares on 05/16/20.