SEC Form 4 · accession 0001140361-16-079082
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Williamson
Officer — Vice President of Marketing
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Sep 6, 2016 | C | 20,000 | $2.21 | A | 32,733 | D | |
| common stock | Sep 6, 2016 | F | 4,011 | $11.02 | D | 28,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 01/28/10 stock optionsF1 | $2.21 | Sep 6, 2016 | X | 20,000 | D | Jan 28, 2011 | Jan 27, 2017 | common stock | 20,000 | 141,601 | D |
Explanation of responses
- F1Granted as officer compensation