SEC Form 4 · accession 0001140361-16-056066
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Williamson
Officer — Vice President of Marketing
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF1,F2 | — | Mar 1, 2016 | A | 17,572 | A | Feb 28, 2017 | Mar 1, 2019 | common stock | 17,572 | 161,601 | D |
Explanation of responses
- F1Granted as officer compensation
- F250% of award vests over 3 years ratably, 50% of award vests based upon performance conditions at the end of the third year