SEC Form 4 · accession 0001140361-16-051088
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon H Upfill-Brown
Officer — President/CEO · Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 9, 2016 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Feb 9, 2016 | M | 7,370 | — | A | 49,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF1,F2 | — | Feb 9, 2016 | C | 7,370 | D | Feb 9, 2016 | Feb 10, 2019 | common stock | 7,370 | 227,109 | D |
Explanation of responses
- F1Vesting of 25% of restricted stock which was granted on 02/10/15
- F2Granted as officer compensation